Compliance Analyst M&A

Essential Duties Supports the review and monitoring of personal independence tracking system and restricted securities lists Serves as a point of contact to respond and support firm personnel with inquiries related to the investment tracking system and point of contact to liaise between the firm and the vendor Participates in the overall Personal Independence Assessment (PIA) process including performing assessments Assists with monitoring and administrative tasks for Annual Independence Survey and New Hire Independence Survey Monitors shared personal independence compliance mailbox; responds to related inquiries; teams with personal independence compliance team to provide timely, effective service related to personal independence compliance matters for firm personnel Supports the personal independence team with other ad hoc requests including acquisition activity, reporting, and other tasks as assigned EDUCATION/CERTIFICATIONSBachelor's degree ' REQUIRED TECHNICAL/SOFT SKILLSProficiency with Microsoft Office (Excel, Word, Outlook) Ability to read and apply rules, regulations, policies and procedures Ability to evaluate information against a set of standards Ability to develop and maintain applicable professional and internal contacts, resources and networks Ability to maintain confidentiality and discretion with respect to internal information Exhibit high attention to detail EXPERIENCE2-4 years of experience in a compliance preferred Previous compliance experience in a professional services environment preferred LEADERSHIP SKILLSAbility to communicate information clearly and concisely, verbally and orally to diverse audiences across the firm and to outside professional contacts Demonstrate passion, enthusiasm, and proactivity Ability to manage and prioritize multiple projects with various deadlines for multiple supervisors Ability to work both independently and within a team Proactive, self starting Willingness to learn in a fast paced environment Location • Kolkata,Gurugram,Bengaluru,Hyderabad