FINRA Supervisory Specialist Senior - Wealth Management

Locations: Birmingham, AL | Jacksonville, FL | Miami, FL | Orlando, FL |Charlotte, NC | Raleigh, NC |Cherry Hill, NJ |Columbus, OH |Bellaire, TX |Dallas, TX |Ann Arbor, MI |Cleveland, OH | Pittsburgh, PA | Phoenix, AZ |Bridgewater, NJ Skills and Certifications • Series 7, 24 (or 9/10), 66 (or 63 and 65), (4 and 53 preferred if only 24) Job Description Responsible for the supervision, trade review, and/or new accounts of Financial Advisors (FA) and registered branches in assigned regions to ensu…