Job description
Role Overview:
PhonePe is looking for a Stock Market Risk & Surveillance Manager for their Share.
Market platform.
As a Stock Market Risk & Surveillance Manager, you will be responsible for understanding and exposure to the regulatory Risk framework, managing risk management policies & processes, identifying and managing client and stock level risk, collaborating with internal teams, ensuring compliance with SEBI regulations, and managing business reporting.
This role requires 3+ years of relevant experience in Stock Market Risk & surveillance management and a strong understanding of stock broking, risk, and surveillance.
Key Responsibilities:
- Understand and exposure to the regulatory Risk framework and ensure the organization is safeguarded from the risk of losing capital
• Set-up, manage, and regularly review the risk management policies & processes
• Identify and manage client level, stock level risk on open position
• Reduce risk by squaring off open positions identified under higher risk
• Collaborate with internal teams such as product, business finance, etc., to ascertain risk and credit requirements
• Manage and control the overall End of Day/Beginning of Day process/CTCl/Neat/Bolt terminals
• Handle Audit i.e., Concurrent and Internal audit
• Ensure compliance requirements as per SEBI Regulations
• Manage business reporting and any ad hoc reporting from time to time
Qualifications Required:
- 3+ years of relevant experience in Stock Market Risk & surveillance management
• Graduate/post-graduate from a leading institute
• Experience across Equity, Derivatives, Currency, commodities, Gilt, Bonds & Gsec
• Excellent knowledge of stock broking, risk, and surveillance
• Strong analytical acumen and problem-solving skills
• Skilled in building and managing business alliances
• Proficient knowledge of MS Excel
(Note: PhonePe Full-Time Employee Benefits are not applicable for Intern or Contract Roles) Role Overview:
PhonePe is looking for a Stock Market Risk & Surveillance Manager for their Share.
Market platform.
As a Stock Market Risk & Surveillance Manager, you will be responsible for understanding and exposure to the regulatory Risk framework, managing risk management policies & processes, identifying and managing client and stock level risk, collaborating with internal teams, ensuring compliance with SEBI regulations, and managing business reporting.
This role requires 3+ years of relevant experience in Stock Market Risk & surveillance management and a strong understanding of stock broking, risk, and surveillance.
Key Responsibilities:
- Understand and exposure to the regulatory Risk framework and ensure the organization is safeguarded from the risk of losing capital
• Set-up, manage, and regularly review the risk management policies & processes
• Identify and manage client level, stock level risk on open position
• Reduce risk by squaring off open positions identified under higher risk
• Collaborate with internal teams such as product, business finance, etc., to ascertain risk and credit requirements
• Manage and control the overall End of Day/Beginning of Day process/CTCl/Neat/Bolt terminals
• Handle Audit i.e., Concurrent and Internal audit
• Ensure compliance requirements as per SEBI Regulations
• Manage business reporting and any ad hoc reporting from time to time
Qualifications Required:
- 3+ years of relevant experience in Stock Market Risk & surveillance management
• Graduate/post-graduate from a leading institute
• Experience across Equity, Derivatives, Currency, commodities, Gilt, Bonds & Gsec
• Excellent knowledge of stock broking, risk, and surveillance
• Strong analytical acumen and problem-solving skills
• Skilled in building and managing business alliances
• Proficient knowledge of MS Excel
(Note: PhonePe Full-Time Employee Benefits are not applicable for Intern or Contract Roles)